Penalties for Violating Export Controls
Violations can result in both civil and criminal penalties for the individual and for the institution. In addition to a civil penalty not to exceed $10,000 for each violation of the export regulation, there are criminal penalties that may be imposed, including a fine of up to $1 million against The Regents of UC, and a fine of up to $250,000, or imprisonment of not more than 10 years, or both against the individual. Voluntary self-disclosures, if made appropriately, can mitigate the seriousness of the penalty. Penalties apply to each individual violation, which means that if a violation relates to more than one controlled material or item or occurs on more than one occasion, each item or incident may trigger a penalty.
If you think you have made a mistake and violated export controls, please submit an Export Control Service Request Form immediately to receive help assessing how to best remedy the situation. Submitting the form will ensure that your request/question is noted, time stamped, and tracked. For follow up questions after submitting the form, please contact firstname.lastname@example.org.